Bank Audit - Principles, Methods and Best Practice

General objectives:
This course aims to give professionals the knowledge and skills about importance of the audit in banking context as a tool in the control and management support.

Specific objectives:
At the end of the course, professionals are able to:

• Define audit;
• Differentiate internal audit and external audit;
• Understand the context of internal audit in organizations;
• Define bank audit in several areas: branches bank, clients, information technology, financial, and others
• Identify prevention methods of the money laundering;
• Comment and analyze real cases.

CONTENTS

Module I – Audit: Definition

• Internal Audit vs External Audit.

Module II – Historical evolution of the audit

Module III – The context of Internal Audit

• The importance of evidence in internal audit
• Concept and objectives of internal controlLimitations of Internal Control
• Risk and support to management

Module IV – Context and importance of bank audit

• Bank audit procedures
• Types of bank audit
  • Audit of branches
  • Audit of credit
  • Audit of clients
  • Information technology Audit
• System Audit
• Audit information for analysis
  • Financial audit
  • Audit of central services
• Disciplinary procedures: Fraud / Customer Complaints
• Preparation of information for external audit and other institutional relations: Stock Exchange, Central Bank, CMVM, MF

Module V – Preventing money laundering

• What is money laundering
• Operations most used in money laundering
• Identify money laundering prevention methods
• Case Study

Module VI – Session of questions and answers

High Skills - Formação e Consultoria
Angola | Cabo- Verde | Moçambique | Portugal | S. Tomé e Princípe