MINI-MBA Specialization in Compliance
This course is intended for all professionals who wish to develop and expand their knowledge in compliance strategies and mechanisms.
All students are entitled to a certificate of participation in the MINI-MBA.
Additionally, and at no additional cost, they may take an assessment exam at the end of the course. This option is optional and upon approval, the participants receive a certificate of "Passed in the Assessment". This certificate provides access to academic equivalence of higher-level seats in a Bachelor's or Master's degree according to the university chosen by the student.
High Skills can not guarantee the level of credits obtained because they are solely the responsibility of the university and course chosen by the participant.
This course aims to equip participants with the necessary skills to ensure the existence of policies and standards, process control points, to reduce risks and create reports for internal improvements and adoption of good practices.
At the end of the action participants should be able to:
• Assimilate the fundamentals of compliance;
• Understand the importance of having a Compliance department and what its role;
• Know the functions, activities and legal framework of the compliance department;
• Identify the best compliance practices used in organizations;
• Recognize the key elements of a successful compliance program;
• Identify the tools to develop a Compliance program, measure its efficiency and deal with internal investigations;
• Implement a Compliance Audit.
Module I - COMPLIANCE BASICS
Module II - THE IMPORTANCE OF A COMPLIANCE DEPARTMENT
Module III - FUNCTIONS OF A COMPLIANCE DEPARTMENT
Module IV - COMPLIANCE ACTIVITIES
Module V - COMPLIANCE LEGAL FRAMEWORK
Module VI - COMPLIANCE PROGRAMS
Module VII - COMPLIANCE FRAMEWORK IN THE ORGANIZATION
Module VIII - THE IMPORTANCE AND FUNCTIONS OF A COMPLIANCE DEPARTMENT
Module IX - HOW TO ESTABLISH A COMPLIANCE PROGRAM
Module X - THE EFFICIENCY OF COMPLIANCE PROGRAMS
Module XI - THE RELATIONSHIP OF ANTI-FRAUD PROGRAMS WITH COMPLIANCE PROGRAMS
Module XII - COMPLIANCE AS A COMPETITIVE ADVANTAGE
Module XIII - WHY A COMPLIANCE AUDIT?
Module XIV - STRUCTURE OF A COMPLIANCE AUDIT?
Module XV - WHAT ARE THE REFERENCES FOR A COMPLIANCE AUDIT WHAT IS THE ROLE OF INTERNAL AUDITORS IN A COMPLIANCE AUDIT? KNOW THE AUDIT
Module XVI - COMPETENCES AND TRAINING OF AUDIT TEAMS
Module XVII - TOOLS AND METHODOLOGIES FOR A COMPLIANCE AUDIT
Module XVIII - PLANNING THE COMPLIANCE AUDITS
Module XIX - HOW TO PREPARE A COMPLIANCE AUDIT PROGRAM
Module XX - HOW TO WRITE AND REVIEW A COMPLIANCE AUDIT REPORT